Description

My client, a prestigious global asset management firm with diverse investment strategies, is seeking a seasoned Compliance Professional to join their APAC team and support business operations and regional growth.

Key Responsibilities:

• Develop, implement, and monitor compliance policies and procedures for asset management products across APAC.
• Collaborate with teams across marketing, AML, conflicts of interest, and regulatory reporting.
• Manage compliance training and coordinate responses to investor, regulatory, and internal inquiries.
• Conduct risk assessments, monitoring, and testing, while overseeing corrective actions.
• Support internal audits and lead special compliance projects.
• Partner with senior management and cross-border teams on compliance matters.

What We're Looking For:

• A Bachelor degree in Accounting, Finance, Law, or related disciplines; Compliance professional certifications are a plus.
• A minimum of 6 years of experience in financial services compliance.
• Expertise in asset management products such as private credit, real estate, and private equity etc.
• Strong understanding of APAC regulatory frameworks (SFC, MAS, ASIC, FSA).
• Fluency in English, Cantonese, and Mandarin.

Interested candidates, please apply, or send your CV to [email protected].